Privacy Policy

DATED SEPTEMBER 12, 2006 Ivy Plus Alternative Investment Network recognizes that protecting the privacy and security of the confidential personal information we collect about you is an important responsibility. The following information will help you understand our privacy policy and how we will handle and maintain confidential personal information as we fulfill our obligations to protect your privacy. "Personal information" refers to the nonpublic financial and personal information obtained by us in connection with providing you a product or service. The categories of persons to whom personal information may be disclosed. We will not disclose personal information about current or former customers to non-affiliated third parties except as permitted or required by law. We do not sell any personal information about you to any third party. In the normal course of business, personal information may be shared with persons or entities involved in servicing and administering products and services on our behalf, including: your broker, financial advisor or financial planner and other service providers and affiliates assisting us. The categories of personal information that the firm collects. We collect personal information to help us serve your needs, offer new products or services, provide customer service, and fulfill legal and regulatory requirements. The type of information that we collect varies according to the products or services involved, and may include: 1) information we receive from you on applications and related forms (such as name, address, social security number, assets and income); and, 2) information about your transactions and relationships with our affiliates, others, or us (such as products or services purchased, account balances and payment history). Policy for protecting the confidentiality and security of personal information. We have procedures in place that limit access to personal information to those employees and service providers who need to know such information in order to perform business services on our behalf. We educate our employees on the importance of protecting the privacy and security of confidential personal information. Policy and practices with respect to disclosing personal information relating to former customers. If you decide to withdraw your membership with us, or become an inactive member, we will adhere to the privacy policies and practices described in this policy. Policy Changes. We will update our policy and procedures where necessary to ensure that your privacy is maintained and that we conduct our business in a way to fulfill our commitment to you. If we make any material changes in our privacy policy, we will make that information available to customers through our web site at and/or other communications. If you should have any questions or concerns regarding our policy, please contact us at